Regulatory Information
Regulatory Information
Acadia Green is committed to operating with integrity and in full compliance with the legal frameworks governing private investment and family office operations.
1. Registration Status
Acadia Green operates as a "Family Office" as defined in Rule 202(a)(11)(G)-1 under the Investment Advisers Act of 1940.
- Exemption Status: Accordingly, Acadia Green is not registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC) and does not hold itself out to the public as an investment adviser.
- Scope of Services: Our services and investment opportunities are provided exclusively to "Family Clients" (as defined by the SEC) and are not available to the general public.
- Regulatory Compliance: While exempt from registration, we remain subject to certain anti-fraud, reporting, and record-keeping requirements under applicable federal and state laws.
2. Contact Information for Regulators
We encourage our partners and family clients to reach out to us directly with any compliance concerns. However, should you need to contact regulatory authorities regarding investment activities in the United States, the following resources are available:
| Authority | Contact Method |
|---|---|
| U.S. Securities and Exchange Commission (SEC) |
SEC Tip, Complaint, or Referral Portal Phone: +1 (202) 551-6551 |
| Financial Industry Regulatory Authority (FINRA) |
finra.org/contact-finra Phone: +1 (301) 590-6500 |
3. Reporting and Compliance
Acadia Green maintains internal compliance protocols to ensure that all sustainable infrastructure projects meet local and federal environmental regulations, as well as financial reporting standards appropriate for a private family office.
4. Internal Compliance Contact
For inquiries regarding our regulatory standing or to request specific compliance documentation, please contact:
Acadia Green Compliance Dept.
Email: info@acadiagreen.com
Website: acadiagreen.com
Last Updated: December 2025